Xi Xi
席希
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi Xi (席希), a licensed former licensee with CE reference ARG157. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-09-03 | 2010-09-07 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-08-10 | 2010-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-06-23 | 2009-07-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-23 | 2009-07-01 |