Brian Richard Hoegee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Richard Hoegee ( ), a licensed former licensee with CE reference ARF808. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-16 | 2015-07-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-16 | 2015-07-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-19 | 2014-03-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-27 | 2012-04-01 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-27 | 2012-04-01 |