Jody Xianxi Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jody Xianxi Liu ( ), a licensed former licensee with CE reference ARF104. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-17 | 2021-10-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-28 | 2021-10-07 |
| SJS Markets Limited |
Rep | Type 1 — Dealing in securities | 2008-06-17 | 2011-03-03 |