Chih-Wen Hsu

徐志文
CE No. ARE818 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih-Wen Hsu (徐志文), a licensed former licensee with CE reference ARE818. This person has 3.1 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
RO Type 1 - Dealing in securities 2009-03-12 2009-09-12
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
RO Type 2 - Dealing in futures contracts 2009-03-12 2009-09-12
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
RO Type 3 - Leveraged foreign exchange trading 2008-07-14 2011-08-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chih-Wen Hsu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Wai Chu Ho Yuanta Asia Investment (Hong Kong) Limited 2008–2011
See Ling Cheung Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Wei-Fang Lee Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Kuang-Chih Fu Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Bryan Pui Yuen Wong Yuanta Asia Investment (Hong Kong) Limited 2009–2011
Ming Li Chen Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Ka Fai Choi Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Wang Cheung Lau Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Dick Kam Ming Tai Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Hua-Lun Huang Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Hongjun Xie Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Terry Chin Lung Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Ka Hung Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Chi Kwan Kee Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Ho Ki Wong Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Eric Chi Wai Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Alvin Kwun Lin Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Hon Fai Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Sau Lin Fung Yuanta Asia Investment (Hong Kong) Limited 2008–2011
Yi-Ying Lee Yuanta Asia Investment (Hong Kong) Limited 2008–2011
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