Kit Ying (SFC:ARE706) Chan
陳潔瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Ying (SFC:ARE706) Chan (陳潔瑩), a licensed former licensee with CE reference ARE706. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-29 | 2023-03-31 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-03-29 | 2023-03-31 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-21 | 2023-03-29 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-09-21 | 2023-03-29 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-19 | 2022-09-21 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-19 | 2022-09-21 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-17 | 2022-06-22 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-26 | 2022-06-22 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-11 | 2020-12-31 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-12 | 2009-01-10 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-12 | 2009-01-10 |