Nanzi Wu
伍南紫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nanzi Wu (伍南紫), a licensed former licensee with CE reference ARE546. This person has 8.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-12 | 2017-11-23 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-12 | 2017-11-23 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-05 | 2015-08-09 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-15 | 2010-11-16 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-25 | 2009-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nanzi Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.