Ka Hou Tse
謝嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hou Tse (謝嘉豪), a licensed former licensee with CE reference ARE470. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-15 | 2025-05-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-10-15 | 2025-05-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 9 — Asset management | 2024-10-15 | 2025-05-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-10 | 2024-10-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-10 | 2024-10-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-09-10 | 2024-10-15 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-16 | 2024-07-31 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 4 — Advising on securities | 2021-11-16 | 2024-07-31 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 9 — Asset management | 2021-11-16 | 2024-07-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-21 | 2019-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-17 | 2009-08-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-17 | 2009-08-28 |
| Aberdeen International Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2008-06-11 | 2009-04-30 |
| Aberdeen International Investment Management Limited |
Rep | Type 4 — Advising on securities | 2008-06-11 | 2009-04-30 |