Chung Yin (SFC:ARD541) Tam
譚仲賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yin (SFC:ARD541) Tam (譚仲賢), a licensed former licensee with CE reference ARD541. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-12 | 2020-05-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-28 | 2020-05-31 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-28 | 2020-05-31 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-10 | 2018-07-27 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-10 | 2018-07-27 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-13 | 2014-03-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-13 | 2014-03-15 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-30 | 2010-03-20 |