Mingzhu Guo
郭明珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingzhu Guo (郭明珠), a licensed former licensee with CE reference ARD241. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-05 | 2024-05-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-26 | 2024-05-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-26 | 2011-11-10 |