Ka Kei (SFC:ARB594) Lam
林嘉麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kei (SFC:ARB594) Lam (林嘉麒), CE reference ARB594. Currently licensed at 1 firm(s): Metaverse Securities Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-06-27 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-30 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 4 — Advising on securities | 2022-06-30 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
RO | Type 9 — Asset management | 2022-06-30 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-21 | 2022-06-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-21 | 2022-06-30 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 — Asset management | 2022-03-21 | 2022-06-30 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-25 | 2022-02-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-25 | 2022-02-15 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-25 | 2022-02-15 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-11 | 2021-06-30 |
| Grand View Asset Management Limited 宏滙資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-11 | 2021-06-30 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-07-25 | 2017-04-21 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 9 — Asset management | 2016-07-25 | 2017-04-21 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-17 | 2017-04-21 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-31 | 2015-09-04 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-02-17 | 2015-09-04 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-07 | 2015-09-04 |