Wai Man (SFC:AQZ622) Lau
劉慧雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AQZ622) Lau (劉慧雯), a licensed former licensee with CE reference AQZ622. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-25 | 2012-07-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-25 | 2009-08-21 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-05 | 2008-07-21 |