John Kieren Daley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kieren Daley, a licensed former licensee with CE reference AQX910. This person has 5.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-05-02 | 2013-07-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-02 | 2013-07-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-05-02 | 2013-07-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2008-05-02 | 2013-07-24 |