Karen Ka Yan Lui
呂嘉茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yan Lui (呂嘉茵), a licensed former licensee with CE reference AQX044. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-21 | 2010-06-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-10 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-24 | 2008-09-29 |