Yu Yuan Peng
彭鈺元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Yuan Peng (彭鈺元), a licensed former licensee with CE reference AQW409. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-05-21 | 2009-03-12 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-05-21 | 2009-03-12 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2008-05-21 | 2009-03-12 |