Chun Him (SFC:AQW220) Chan
陳俊謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Him (SFC:AQW220) Chan (陳俊謙), CE reference AQW220. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-12 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-12 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-08-12 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-22 | present |
| Chiyu Asset Management Limited 集友資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-30 | 2021-06-07 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-28 | 2010-11-05 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 9 — Asset management | 2010-05-31 | 2010-11-05 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2010-05-31 | 2010-09-28 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-06 | 2010-11-05 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-21 | 2010-05-31 |