Kwok Hoi Au
區國凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hoi Au (區國凱), a licensed former licensee with CE reference AQV792. This person has 3.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-10 | 2011-12-15 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-10 | 2010-11-30 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2008-04-15 | 2009-03-05 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-15 | 2009-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hoi Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.