Jie (SFC:AQU060) Liu
劉杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie (SFC:AQU060) Liu (劉杰), a licensed former licensee with CE reference AQU060. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-04-28 | 2020-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-08-10 | 2020-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2012-08-10 | 2013-10-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-02 | 2009-06-22 |