King Man Chow
周敬民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Man Chow (周敬民), a licensed former licensee with CE reference AQT305. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-29 | 2012-07-10 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-29 | 2012-07-10 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-05-05 | 2009-03-13 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-05-05 | 2009-03-13 |