Carmen Wai Sze Yuen
袁慧思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Wai Sze Yuen (袁慧思), a licensed former licensee with CE reference AQT142. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-12 | 2010-05-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2010-01-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-02 | 2008-09-29 |