Caroline Wing Han Chan
陳咏嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Wing Han Chan (陳咏嫻), a licensed former licensee with CE reference AQS919. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-01 | 2017-12-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-01 | 2017-12-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-04-01 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-04-01 | 2008-10-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-04-01 | 2008-10-21 |