Lai Ni Man
閔麗妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ni Man (閔麗妮), a licensed former licensee with CE reference AQS486. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-21 | 2022-08-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-02 | 2022-08-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-02 | 2022-08-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-26 | 2012-09-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-26 | 2012-09-29 |