Srinivasan Sudharsan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Srinivasan Sudharsan ( ), a licensed former licensee with CE reference AQS476. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-09-23 | 2014-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-09-23 | 2014-02-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-09-23 | 2014-02-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2013-01-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-09-02 | 2013-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2009-09-02 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-31 | 2013-01-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2009-08-31 | 2013-01-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2009-08-31 | 2010-12-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-01 | 2009-06-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-04-01 | 2009-06-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-01 | 2009-06-01 |