Ka Ho (SFC:AQR356) Yu
余家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho (SFC:AQR356) Yu (余家豪), a licensed former licensee with CE reference AQR356. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-17 | 2014-03-11 |
| Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-04-17 | 2014-03-11 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-06-05 | 2012-03-29 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-16 | 2012-03-29 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-16 | 2012-03-29 |