Wai Kwan Chan
陳慧筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Chan (陳慧筠), a licensed former licensee with CE reference AQQ789. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-08 | 2022-01-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-08 | 2022-01-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-14 | 2014-12-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-14 | 2014-12-03 |