Erica Jeewon Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erica Jeewon Kim ( ), a licensed former licensee with CE reference AQQ470. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2017-09-28 | 2024-05-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-28 | 2024-05-14 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2017-09-28 | 2024-05-14 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-09-28 | 2024-05-14 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-17 | 2008-11-24 |