Siok-Mei Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siok-Mei Lim ( ), a licensed former licensee with CE reference AQQ370. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-04-01 | 2009-01-12 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-04-01 | 2009-01-12 |