Mark Wen Wai Cho
曹文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Wen Wai Cho (曹文偉), a licensed former licensee with CE reference AQQ328. This person has 5.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-17 | 2013-10-11 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-17 | 2013-10-11 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2008-03-17 | 2013-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Wen Wai Cho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.