James Nicholas Bateman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Nicholas Bateman ( ), a licensed former licensee with CE reference AQQ258. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2019-06-28 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2008-03-10 | 2009-03-25 |