James Nicholas Bateman

CE No. AQQ258 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Nicholas Bateman, a licensed former licensee with CE reference AQQ258. This person has 7.2 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司		 Rep Type 1 - Dealing in securities 2013-05-13 2019-06-28
Northern Trust Company of Hong Kong Limited, The Rep Type 1 - Dealing in securities 2008-03-10 2009-03-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Nicholas Bateman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Margaret Hiu Fung Chan Northern Trust Company of Hong Kong Limited, The 2008–2009
Mei Mei Kwan Northern Trust Company of Hong Kong Limited, The 2008–2009
Lawrence Kin Wah Au Northern Trust Company of Hong Kong Limited, The 2008–2009
Thomas Robert Benzmiller Northern Trust Company of Hong Kong Limited, The 2008–2009
Andrew Robert Clayton Northern Trust Company of Hong Kong Limited, The 2008–2009
Chi Man Chow Northern Trust Company of Hong Kong Limited, The 2008–2009
Sunil Prem Daswani Northern Trust Company of Hong Kong Limited, The 2008–2009
Stephen Dowds Northern Trust Company of Hong Kong Limited, The 2008–2009
Yumi Farquhar Northern Trust Company of Hong Kong Limited, The 2008–2009
Ada Siu Yung Ho Northern Trust Company of Hong Kong Limited, The 2008–2009
Lesley Elaine Hodgson Northern Trust Company of Hong Kong Limited, The 2008–2009
Katherine Kar Pui Lee Northern Trust Company of Hong Kong Limited, The 2008–2009
Tsui Ying Leung Northern Trust Company of Hong Kong Limited, The 2008–2009
Justin Daniel Miller Northern Trust Company of Hong Kong Limited, The 2008–2009
Robert Paul Morgan Northern Trust Company of Hong Kong Limited, The 2008–2009
Jacqueline Wai Man Mak Northern Trust Company of Hong Kong Limited, The 2008–2009
Zubair Nizami Northern Trust Company of Hong Kong Limited, The 2008–2009
Bertelino Pereira Rebelo Northern Trust Company of Hong Kong Limited, The 2008–2009
Lori Rae Runquist Northern Trust Company of Hong Kong Limited, The 2008–2009
Jason Robert Toussaint Northern Trust Company of Hong Kong Limited, The 2008–2009
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