Jin (SFC:AQP649) Yu
于進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin (SFC:AQP649) Yu (于進), a licensed former licensee with CE reference AQP649. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-28 | 2021-09-27 |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-03 | 2021-09-27 |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-02 | 2020-07-03 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 — Advising on securities | 2019-08-29 | 2020-06-12 |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 — Asset management | 2019-08-29 | 2020-06-12 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-09 | 2019-08-29 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 — Asset management | 2019-08-09 | 2019-08-29 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-29 | 2019-07-09 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
RO | Type 9 — Asset management | 2016-05-04 | 2019-07-09 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-18 | 2016-05-04 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-07 | 2015-12-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-07 | 2015-12-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-27 | 2010-03-12 |