Ritchie Stephen Latham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ritchie Stephen Latham ( ), a licensed former licensee with CE reference AQP593. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-11-08 | 2014-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-08 | 2014-09-17 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-08 | 2010-12-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-03-17 | 2008-05-17 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-03-17 | 2008-05-17 |