Ritchie Stephen Latham

CE No. AQP593 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ritchie Stephen Latham (), a licensed former licensee with CE reference AQP593. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2010-11-08 2014-09-17
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-11-08 2014-09-17
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2010-11-08 2010-12-16
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2008-03-17 2008-05-17
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2008-03-17 2008-05-17

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