Haesung Lee
李海成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haesung Lee (李海成), a licensed former licensee with CE reference AQO516. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-10 | 2020-04-10 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-10 | 2020-04-10 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-03-10 | 2020-04-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-03-03 | 2009-12-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-03-03 | 2009-12-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-03-03 | 2009-12-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-03-03 | 2009-12-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-03-03 | 2009-12-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-03-03 | 2009-12-21 |