Shigeru Tachiki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shigeru Tachiki ( ), a licensed former licensee with CE reference AQO515. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-03-03 | 2008-08-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-03-03 | 2008-08-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-03-03 | 2008-08-07 |