Yi (SFC:AQO338) Liu
劉弋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:AQO338) Liu (劉弋), a licensed former licensee with CE reference AQO338. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-07 | 2023-06-30 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 |
RO | Type 9 — Asset management | 2018-05-07 | 2023-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-03-03 | 2008-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-03-03 | 2008-03-31 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-03-03 | 2008-03-31 |