Siew Ching Tan
陳小晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siew Ching Tan (陳小晶), a licensed former licensee with CE reference AQN988. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-02-25 | 2010-04-24 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-25 | 2011-06-30 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-02-25 | 2010-04-24 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 - Asset management | 2008-02-25 | 2011-06-30 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2008-02-25 | 2010-04-24 |