Yuen Kwan Ngan
顏遠鵾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Kwan Ngan (顏遠鵾), a licensed former licensee with CE reference AQN835. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-03 | 2019-05-31 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-22 | 2012-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-18 | 2008-04-09 |