Dorothy Yat Yee Chan
陳溢怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Yat Yee Chan (陳溢怡), a licensed former licensee with CE reference AQN587. This person has 8.2 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-01 | 2017-09-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-01 | 2017-09-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2015-06-01 | 2017-09-06 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2012-04-03 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2012-04-03 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2012-04-03 | 2015-05-31 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-21 | 2011-02-22 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-21 | 2011-02-22 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-04-21 | 2011-02-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-21 | 2010-02-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-21 | 2010-02-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-02-21 | 2010-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorothy Yat Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.