Kwok Wing Shum
岑幗穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing Shum (岑幗穎), a licensed former licensee with CE reference AQN366. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-29 | 2013-07-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-02-22 | 2013-07-06 |