David Thomas Morgan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Thomas Morgan ( ), a licensed former licensee with CE reference AQN275. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-09-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-02-20 | 2010-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-02-20 | 2010-09-24 |