Nolan Thomas Harte
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nolan Thomas Harte ( ), a licensed former licensee with CE reference AQN142. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-14 | 2010-07-23 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-14 | 2010-07-23 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-19 | 2008-12-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-19 | 2008-12-04 |