James Tinto Watson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Tinto Watson ( ), a licensed former licensee with CE reference AQM722. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-13 | 2009-11-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-15 | 2009-11-30 |