Fei (SFC:AQM713) Wu
吳菲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fei (SFC:AQM713) Wu (吳菲), a licensed former licensee with CE reference AQM713. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-19 | 2015-08-14 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-03 | 2011-04-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-14 | 2011-04-15 |