Helena Siu Chuen Chen
陳少荃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helena Siu Chuen Chen (陳少荃), a licensed former licensee with CE reference AQM675. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-02 | 2012-09-20 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-02 | 2012-09-20 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-08 | 2009-02-12 |