Stephen King Yip Tam
譚敬業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen King Yip Tam (譚敬業), a licensed former licensee with CE reference AQM646. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-28 | 2019-02-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-16 | 2020-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-16 | 2020-09-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-09 | 2009-08-29 |