Lok Him Tang
鄧樂謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Him Tang (鄧樂謙), a licensed former licensee with CE reference AQM625. This person has 5.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-18 | 2013-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Him Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.