David Cormier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Cormier, a licensed former licensee with CE reference AQM106. This person has 4.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RO | Type 2 - Dealing in futures contracts | 2011-11-25 | 2012-10-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-27 | 2012-10-05 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-27 | 2011-11-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2011-06-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-02-05 | 2011-06-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-02-05 | 2011-06-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-02-05 | 2010-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Cormier during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.