Yuyang Gu
顧宇揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuyang Gu (顧宇揚), a licensed former licensee with CE reference AQK964. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-24 | 2012-06-11 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-04 | 2010-05-20 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-04 | 2010-05-20 |