Karen Ka Hang Lee
李嘉珩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Hang Lee (李嘉珩), a licensed Representative with CE reference AQJ949. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-30 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-04-30 | 2010-12-06 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2009-01-20 | 2010-02-08 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-01-20 | 2010-02-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-01-31 | 2008-02-25 |