Lok Yan (SFC:AQI798) Ng
吳諾欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yan (SFC:AQI798) Ng (吳諾欣), a licensed former licensee with CE reference AQI798. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-06 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-01-22 | 2013-08-31 |