Sher Rene Soon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sher Rene Soon ( ), a licensed former licensee with CE reference AQI519. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2014-01-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-21 | 2011-03-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-01-21 | 2011-03-09 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2008-01-21 | 2011-03-09 |