Wee Lee Tan
陳偉利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wee Lee Tan (陳偉利), a licensed former licensee with CE reference AQI099. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One Tree Partners HK Limited |
RO | Type 9 — Asset management | 2014-04-25 | 2014-11-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-04 | 2011-12-10 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-04 | 2011-12-10 |
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2008-01-18 | 2010-03-03 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2008-01-18 | 2010-03-03 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2008-01-18 | 2010-03-03 |